Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 12001–12100 (page 121 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| BURNHAM STERLING ASSET MANAGEMENT LLC → | RIA / FO | $207M | COS COB, CT | CRD 283907 |
| ALLIANCE INVESTMENT MANAGEMENT, LLC → | RIA / FO | $207M | JENISON, MI | CRD 152012 |
| KATE CAPITAL LLC → | RIA / FO | $207M | WESTPORT, CT | CRD 329897 |
| FLYING POINT FINANCIAL, INC. → | RIA / FO | $207M | NORTH ANDOVER, MA | CRD 107915 |
| STRATEGIC WEALTH ADVISORS GROUP, INC. → | RIA / FO | $207M | UTICA, MI | CRD 285863 |
| STILLWATER WEALTH MANAGEMENT GROUP LLC → | RIA / FO | $207M | JUNO BEACH, FL | CRD 309796 |
| FOLIOBEYOND, LLC → | RIA / FO | $207M | – | CRD 298234 |
| 360 FINANCIAL PARTNERS, LLC → | RIA / FO | $207M | MOUNT PLEASANT, SC | CRD 169280 |
| KENNETH FRENKE & CO → | RIA / FO | $207M | ARDEN, NC | CRD 109352 |
| MASONBORO ADVISORS → | RIA / FO | $206M | WILMINGTON, NC | CRD 145151 |
| COMUNIDAD REALTY PARTNERS → | RIA / FO | $206M | AUSTIN, TX | CRD 315665 |
| BAUMAN WEALTH ADVISORS → | RIA / FO | $206M | LAS VEGAS, NV | CRD 153061 |
| ALEXIS INVESTMENT PARTNERS, LLC → | RIA / FO | $206M | – | CRD 313394 |
| COOKSEN WEALTH, LLC → | RIA / FO | $206M | THE WOODLANDS, TX | CRD 300451 |
| MCKINLEY ALASKA PRIVATE INVESTMENTS, LLC → | RIA / FO | $206M | ANCHORAGE, AK | CRD 319075 |
| YIELDPOINT → | RIA / FO | $206M | NEW YORK, NY | CRD 311859 |
| ADC WEALTH MANAGEMENT, LLC → | RIA / FO | $206M | MASSAPEQUA, NY | CRD 159083 |
| HFH PLANNING INC. → | RIA / FO | $206M | – | CRD 114046 |
| PARKVIEW ASSET MANAGEMENT, INC. → | RIA / FO | $206M | OAKBROOK TERRACE, IL | CRD 307977 |
| HARDWORKING CAPITAL ADVISORS, LLC → | RIA / FO | $206M | PALM DESERT, CA | CRD 226760 |
| BAUER WEALTH MANAGEMENT INC. → | RIA / FO | $206M | COLORADO SPRINGS, CO | CRD 152977 |
| BRIGHTPATH WEALTH PLANNING, LLC → | RIA / FO | $206M | CAMARILLO, CA | CRD 160563 |
| LC VERO MANAGER → | RIA / FO | $206M | NEW YORK, NY | CRD 338361 |
| KELSON ASSET MANAGEMENT LLC → | RIA / FO | $206M | – | CRD 315511 |
| MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC. → | RIA / FO | $206M | DENVER, CO | CRD 327830 |
| SRT GROUP LLC → | RIA / FO | $206M | WEST PALM BEACH, FL | CRD 330219 |
| WESTERN PACIFIC WEALTH MANAGEMENT, LP → | RIA / FO | $206M | LAKE FOREST, IL | CRD 152714 |
| MANHATTAN GLOBAL ASSET MANAGEMENT LLC → | RIA / FO | $206M | LAS VEGAS, NV | CRD 334452 |
| THE PUTNEY FINANCIAL GROUP LLC → | RIA / FO | $205M | SAN RAFAEL, CA | CRD 111639 |
| ROOKWOOD WEALTH MANAGEMENT, LLC → | RIA / FO | $205M | – | CRD 143983 |
| OSBON CAPITAL MANAGEMENT, LLC → | RIA / FO | $205M | BOSTON, MA | CRD 134731 |
| SAFEBRIDGE LLC → | RIA / FO | $205M | – | CRD 289485 |
| BROWN CAPITAL MANAGEMENT, LLC → | RIA / FO | $205M | LITTLE ROCK, AR | CRD 174101 |
| WHITE ROCK OIL & GAS HOLDINGS, LLC → | RIA / FO | $205M | PLANO, TX | CRD 165255 |
| BLUE MARBLE INVESTMENTS → | RIA / FO | $205M | SANTA BARBARA, CA | CRD 141354 |
| TRIDENT MANAGEMENT LLC → | RIA / FO | $205M | NEW YORK, NY | CRD 319632 |
| 021 INVESTMENTS LLC → | RIA / FO | $205M | MIAMI, FL | CRD 328334 |
| CHESAPEAKE INVESTMENT MANAGEMENT LLC → | RIA / FO | $205M | MCLEAN, VA | CRD 119010 |
| FLAVIN FINANCIAL SERVICES, INC. → | RIA / FO | $205M | MELBOURNE, FL | CRD 144473 |
| 3RD CREEK INVESTMENTS → | RIA / FO | $205M | – | CRD 115945 |
| KIRK CAPITAL ADVISORS LLC → | RIA / FO | $205M | VIENNA, VA | CRD 312401 |
| NORTHAVENUE LLC → | RIA / FO | $205M | COLUMBUS, OH | CRD 297300 |
| THE HERBST GROUP, LLC → | RIA / FO | $205M | – | CRD 309319 |
| KOHLHEPP INVESTMENT ADVISORS, LTD. → | RIA / FO | $205M | DOYLESTOWN, PA | CRD 113989 |
| MITTELMAN WEALTH MANAGEMENT → | RIA / FO | $205M | – | CRD 313042 |
| DONALIES FINANCIAL PLANNING, LLC → | RIA / FO | $205M | – | CRD 164700 |
| MOMENTUM WEALTH PLANNING → | RIA / FO | $205M | – | CRD 331563 |
| BROYHILL ASSET MANAGEMENT, LLC → | RIA / FO | $205M | CHARLOTTE, NC | CRD 120462 |
| MCGINN PENNINGER INVESTMENT MANAGEMENT INC. → | RIA / FO | $204M | ALEXANDRIA, VA | CRD 107396 |
| THE WILLIAM ALLAN CORPORATION → | RIA / FO | $204M | FORT COLLINS, CO | CRD 133147 |
| PROSPECT FINANCIAL GROUP LLC → | RIA / FO | $204M | – | CRD 133953 |
| JOHN A. BYSKO ASSOCIATES → | RIA / FO | $204M | OLD LYME, CT | CRD 110612 |
| EXTANT CAPITAL LLC → | RIA / FO | $204M | ALBANY, NY | CRD 337508 |
| GUIRY CAPITAL MANAGEMENT, LLC → | RIA / FO | $204M | PALM BEACH GARDENS, FL | CRD 122056 |
| MONIMUS CAPITAL MANAGEMENT, LP → | RIA / FO | $204M | WOODBRIDGE, NJ | CRD 309855 |
| ROYAL CAPITAL WEALTH MANAGEMENT LLC → | RIA / FO | $204M | – | CRD 292217 |
| FRANKLY FINANCES → | RIA / FO | $204M | – | CRD 321270 |
| PORTUS WEALTH ADVISORS, LLC → | RIA / FO | $204M | CHARLOTTE, NC | CRD 300558 |
| ALIANZA CORP. INVESTMENT ADVISOR → | RIA / FO | $204M | MIAMI, FL | CRD 323267 |
| MB FAMILY ADVISORS → | RIA / FO | $204M | NEW YORK, NY | CRD 166324 |
| VIDEN ARBOR CAPITAL → | RIA / FO | $204M | – | CRD 169533 |
| MERKKURI WEALTH ADVISORS LLC → | RIA / FO | $204M | JERICHO, NY | CRD 330164 |
| TETON WEALTH GROUP LLC → | RIA / FO | $204M | MURRAY, UT | CRD 311230 |
| GEHRIG CAPITAL MANAGEMENT, INC. → | RIA / FO | $204M | MERRILLVILLE, IN | CRD 123250 |
| CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. → | RIA / FO | $204M | BANNOCKBURN, IL | CRD 157296 |
| HARKNESS CAPITAL MANAGEMENT LLC → | RIA / FO | $204M | NEW YORK, NY | CRD 289882 |
| MOLER CAPITAL MANAGEMENT → | RIA / FO | $204M | – | CRD 106969 |
| UP NORTH FINANCIAL, LLC → | RIA / FO | $204M | TRAVERSE CITY, MI | CRD 150996 |
| ARIA GROWTH PARTNERS LP → | RIA / FO | $204M | NEW YORK, NY | CRD 315978 |
| LIGHTSQUARE WEALTH MANAGEMENT, LLC → | RIA / FO | $204M | BINGHAM FARMS, MI | CRD 324958 |
| ELEMENT SQUARED PRIVATE WEALTH → | RIA / FO | $203M | MINNEAPOLIS, MN | CRD 311284 |
| SG REAL ESTATE I → | RIA / FO | $203M | SOUTHFIELD, MI | CRD 334205 |
| RAYLIANT INVESTMENT RESEARCH → | RIA / FO | $203M | NEWPORT BEACH, CA | CRD 306119 |
| DV CAPITAL ADVISORS, LLC → | RIA / FO | $203M | CHICAGO, IL | CRD 330325 |
| KAHALA FINANCIAL ADVISORS, LLC → | RIA / FO | $203M | HONOLULU, HI | CRD 108564 |
| WAZEE STREET CAPITAL MANAGEMENT LLC → | RIA / FO | $203M | GREENWOOD VILLAGE, CO | CRD 159165 |
| WJ FINANCIAL ADVISORS, LLC → | RIA / FO | $203M | KILLINGWORTH, CT | CRD 142761 |
| MCDERMOTT INVESTMENT ADVISORS, LLC → | RIA / FO | $203M | NAPLES, FL | CRD 132221 |
| NEW HORIZONS WEALTH MANAGEMENT → | RIA / FO | $203M | CEDAR KNOLLS, NJ | CRD 328155 |
| BALL & COMPANY → | RIA / FO | $203M | – | CRD 133950 |
| INDEPENDENT WEALTH MANAGEMENT, LLC → | RIA / FO | $203M | TRAVERSE CITY, MI | CRD 124242 |
| SYNTAX RESEARCH, INC. → | RIA / FO | $203M | BOCA RATON, FL | CRD 151948 |
| NORTHSANDS CAPITAL → | RIA / FO | $203M | NEW YORK, NY | CRD 331698 |
| HARMONT FIXED INCOME, LLC → | RIA / FO | $203M | – | CRD 321151 |
| CHICAGO CAPITAL MANAGEMENT, LLC → | RIA / FO | $203M | CHICAGO, IL | CRD 175453 |
| FORNESS FINANCIAL LLC → | RIA / FO | $203M | NEEDHAM, MA | CRD 172473 |
| CAMPBELL FINANCIAL PARTNERS, LLC → | RIA / FO | $203M | FORT MYERS, FL | CRD 142889 |
| CFM ADVISORS INC → | RIA / FO | $203M | HAUPPAUGE, NY | CRD 111581 |
| WERNAU ASSET MANAGEMENT → | RIA / FO | $203M | GLOUCESTER, MA | CRD 129473 |
| STEELHEAD CAPITAL MANAGEMENT, LLC → | RIA / FO | $203M | FORT WORTH, TX | CRD 173440 |
| KEENAN FINANCIAL → | RIA / FO | $202M | BOSTON, MA | CRD 285673 |
| HANSEN & ASSOCIATES FINANCIAL GROUP INC. → | RIA / FO | $202M | ROSEVILLE, CA | CRD 168363 |
| MCGUIRE CAPITAL ADVISORS, INC. → | RIA / FO | $202M | BETHANY, OK | CRD 164549 |
| ROBINSON VALUE MANAGEMENT, LTD. → | RIA / FO | $202M | SAN ANTONIO, TX | CRD 110156 |
| PHIL A. YOUNKER & ASSOCIATES, LTD. → | RIA / FO | $202M | – | CRD 311775 |
| JOHNSON LYMAN WEALTH ADVISORS → | RIA / FO | $202M | LOS ALTOS, CA | CRD 150150 |
| SOUNDHAVEN CAPITAL MANAGEMENT → | RIA / FO | $202M | – | CRD 170821 |
| ABBINGTON INVESTMENT GROUP, LLC → | RIA / FO | $202M | SOUTH PORTLAND, ME | CRD 174407 |
| KCD FINANCIAL, INC. → | RIA / FO | $202M | GREEN BAY, WI | CRD 127473 |
| J M BROWN FINANCIAL PARTNERS → | RIA / FO | $202M | TULSA, OK | CRD 118427 |