Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
23,520 matches · showing 11901–12000 (page 120 of 236)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| HALBERT WEALTH MANAGEMENT, INC → | RIA / FO | $211M | AUSTIN, TX | CRD 108294 |
| APEX INVESTMENT GROUP → | RIA / FO | $211M | HUDSON, MA | CRD 333593 |
| PINNACLE WEALTH MANAGEMENT, LLC → | RIA / FO | $211M | ROSEVILLE, CA | CRD 315578 |
| SHAFFER CAPITAL → | RIA / FO | $211M | WESTERVILLE, OH | CRD 150106 |
| WMK INVESTMENT PARTNERS → | RIA / FO | $211M | – | CRD 309832 |
| PHASE III ADVISORY SERVICES, LTD → | RIA / FO | $211M | BUFFALO GROVE, IL | CRD 122959 |
| REFINED WEALTH MANAGEMENT → | RIA / FO | $211M | SALT LAKE CITY, UT | CRD 169563 |
| SOUND FINANCIAL, LLC → | RIA / FO | $211M | – | CRD 292271 |
| TRAUB CAPITAL MANAGEMENT → | RIA / FO | $211M | NEEDHAM, MA | CRD 136851 |
| WEALTHCARE ASSET MANAGEMENT, LLC → | RIA / FO | $211M | SPRINGFIELD, MO | CRD 170382 |
| RENAUD & COMPANY, LLC → | RIA / FO | $211M | OFALLON, MO | CRD 115337 |
| LATTIS MANAGEMENT LP → | RIA / FO | $211M | NEW YORK, NY | CRD 333629 |
| PARKSTONE WEALTH MANAGEMENT, LLC → | RIA / FO | $211M | ARLINGTON, TX | CRD 168253 |
| MASON CAPITAL PARTNERS → | RIA / FO | $211M | BOSTON, MA | CRD 107412 |
| FAIRBANKS CAPITAL MANAGEMENT, INC. → | RIA / FO | $211M | RANCHO SANTA FE, CA | CRD 107650 |
| SKY-MOUNTAIN CAPITAL MANAGEMENT → | RIA / FO | $211M | KETCHUM, ID | CRD 312915 |
| PEARLSTONE ALTERNATIVE (UK) LLP → | RIA / FO | $210M | LONDON | CRD 324441 |
| LONE PEAK PARTNERS MANAGEMENT LP → | RIA / FO | $210M | NEW YORK, NY | CRD 156546 |
| GUERRA PAN ADVISORS, LLC → | RIA / FO | $210M | – | CRD 313489 |
| IMPACT SHARES → | RIA / FO | $210M | DALLAS, TX | CRD 282472 |
| FIDELIS WEALTH ADVISORS → | RIA / FO | $210M | CASTLE ROCK, CO | CRD 292551 |
| KDT ADVISORS, LLC → | RIA / FO | $210M | PRINCETON, NJ | CRD 289816 |
| BARING FINANCIAL LLC → | RIA / FO | $210M | BELLINGHAM, WA | CRD 173761 |
| MARK GILLAM ENTERPRISES → | RIA / FO | $210M | FAIR OAKS, CA | CRD 108632 |
| INDEPENDENCE WEALTH ADVISORS, LLC → | RIA / FO | $210M | INDEPENDENCE, OH | CRD 306236 |
| SUCCESSION FINANCIAL, INC → | RIA / FO | $210M | MCKINNEY, TX | CRD 336434 |
| SENTINEL GLOBAL → | RIA / FO | $210M | SAN FRANCISCO, CA | CRD 326444 |
| SMART PORTFOLIOS, LLC → | RIA / FO | $210M | LAKE FOREST PARK, WA | CRD 131342 |
| CRESCENT STERLING LTD. → | RIA / FO | $210M | METAIRIE, LA | CRD 106633 |
| ALCOSTA CAPITAL MANAGEMENT, INC. → | RIA / FO | $210M | SAN RAMON, CA | CRD 128679 |
| ATLANTIC FAMILY WEALTH, LLC → | RIA / FO | $210M | CORAL GABLES, FL | CRD 171062 |
| MACROCLIMATE LLC → | RIA / FO | $210M | – | CRD 130655 |
| DANIEL INVESTMENT GROUP INC. → | RIA / FO | $210M | ROYAL OAK, MI | CRD 338851 |
| PARE PARTNERS II LLC → | RIA / FO | $210M | MIAMI, FL | CRD 327575 |
| CORNERSTONE SECURITIES LLC → | RIA / FO | $210M | OVERLAND PARK, KS | CRD 140379 |
| SANDER CAPITAL ADVISORS, INC. → | RIA / FO | $210M | SEATTLE, WA | CRD 112499 |
| TREETOP WEALTH MANAGEMENT, LLC → | RIA / FO | $210M | NORTHFIELD, IL | CRD 155013 |
| MAGELLAN PLANNING GROUP → | RIA / FO | $210M | ATLANTA, GA | CRD 338739 |
| HUFFMAN & ROSS WEALTH MANAGEMENT LLC → | RIA / FO | $210M | MORGANTOWN, WV | CRD 334674 |
| LUMMIS ASSET MANAGEMENT, L.P. → | RIA / FO | $210M | FORT WORTH, TX | CRD 114357 |
| GOUWS CAPITAL LLC → | RIA / FO | $210M | CHARLOTTE, NC | CRD 153812 |
| WILLIAMS FINANCIAL, LLC → | RIA / FO | $210M | NORTH BENNINGTON, VT | CRD 137038 |
| HOVER4PI CAPITAL MANAGEMENT LIMITED → | RIA / FO | $210M | HONG KONG | CRD 331899 |
| ADVISORY INVESTOR SERVICES LLC → | RIA / FO | $210M | MIAMI, FL | CRD 173134 |
| T.M. WEALTH MANAGEMENT → | RIA / FO | $210M | RESTON, VA | CRD 287965 |
| CULTIVATING WEALTH → | RIA / FO | $210M | – | CRD 282447 |
| SUNSTATE WEALTH MANAGEMENT LLC → | RIA / FO | $210M | CORAL GABLES, FL | CRD 317453 |
| IMG WEALTH MANAGEMENT, INC. → | RIA / FO | $210M | JACKSONVILLE, FL | CRD 285966 |
| TELLIGENT INVESTMENT MANAGEMENT, LLC → | RIA / FO | $210M | ADMIRALTY, HONG KONG | CRD 118798 |
| SHELLMAN INVESTMENT MANAGEMENT, LLC → | RIA / FO | $210M | CORAL GABLES, FL | CRD 316579 |
| RUNDE & CO. LLC → | RIA / FO | $209M | SEATTLE, WA | CRD 106383 |
| BABB WEALTH ADVISORS LLC → | RIA / FO | $209M | FLAGSTAFF, AZ | CRD 298347 |
| ZIMMERMANN ALAN L → | RIA / FO | $209M | – | CRD 106286 |
| CANNON BEACH FINANCIAL ADVISORS → | RIA / FO | $209M | SAN RAMON, CA | CRD 140959 |
| WHARTON WEALTH MANAGEMENT, LLC → | RIA / FO | $209M | MALVERN, PA | CRD 281348 |
| FINANCIAL INVESTMENT TEAM ("FIT") → | RIA / FO | $209M | PORTLAND, OR | CRD 145724 |
| FILIGREE WEALTH ADVISORS, LLC → | RIA / FO | $209M | IRVINE, CA | CRD 318729 |
| CREATIVE INVESTMENT GROUP → | RIA / FO | $209M | NASHVILLE, TN | CRD 334028 |
| ELI CIRCLE CAPITAL, LP → | RIA / FO | $209M | LOS ANGELES, CA | CRD 326553 |
| WERLINICH ASSET MANAGEMENT, L.L.C. → | RIA / FO | $209M | – | CRD 125663 |
| CAPITAL ASSET MANAGEMENT, LLC → | RIA / FO | $209M | DENVER, CO | CRD 284505 |
| RESERVOIR WEALTH MANAGEMENT → | RIA / FO | $209M | LIMA, OH | CRD 293131 |
| CAVU WEALTH MANAGEMENT → | RIA / FO | $209M | LAKESIDE, CA | CRD 299089 |
| MADSON WEALTH ADVISORS INC. → | RIA / FO | $209M | SANTA ROSA, CA | CRD 338608 |
| SOUTHCOL ADVISORS → | RIA / FO | $209M | NAPLES, FL | CRD 308154 |
| CLARITY WEALTH DEVELOPMENT, LLC → | RIA / FO | $209M | CORVALLIS, OR | CRD 155103 |
| GOLDEN BELL FINANCIAL PLANNING, LLC → | RIA / FO | $209M | – | CRD 305635 |
| STRATEGIC WEALTH PLANNING → | RIA / FO | $209M | RICHARDSON, TX | CRD 149134 |
| VOYAGER MANAGEMENT, LLC → | RIA / FO | $209M | LOS ANGELES, CA | CRD 135434 |
| PHOENIX REALTY GROUP, LLC → | RIA / FO | $208M | NEW YORK, NY | CRD 160249 |
| GO WEALTH MANAGEMENT → | RIA / FO | $208M | EUGENE, OR | CRD 290254 |
| PONTA WEALTH PARTNERS, LLC → | RIA / FO | $208M | WINTER PARK, FL | CRD 330058 |
| FINANCIAL LIFE PLANNERS → | RIA / FO | $208M | TEMPE, AZ | CRD 129415 |
| SFC FINANCIAL LLC → | RIA / FO | $208M | SUNSET HILLS, MO | CRD 129817 |
| UCAP AMERICAS → | RIA / FO | $208M | MIAMI, FL | CRD 170846 |
| LONGVIEW FINANCIAL ADVISORS, INC. → | RIA / FO | $208M | HUNTSVILLE, AL | CRD 122451 |
| WELLSPRING CAPITAL MANAGEMENT LLC → | RIA / FO | $208M | NEW YORK, NY | CRD 161184 |
| OPEN FIELD CAPITAL LLC → | RIA / FO | $208M | NEW YORK, NY | CRD 136313 |
| ALERE PLANNING LLC → | RIA / FO | $208M | – | CRD 286121 |
| FULCRUM WEALTH ADVISORS, LLC → | RIA / FO | $208M | BELLEVUE, WA | CRD 169277 |
| DWP → | RIA / FO | $208M | GROSSE POINTE FARMS, MI | CRD 121841 |
| GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. → | RIA / FO | $208M | SARASOTA, FL | CRD 172205 |
| LYNWOOD PRICE CAPITAL MANAGEMENT LP → | RIA / FO | $208M | AUSTIN, TX | CRD 323308 |
| FAIRSCALE CAPITAL, LLC → | RIA / FO | $208M | NASHUA, NH | CRD 165535 |
| CAPSTAR FINANCIAL SERVICES LLC → | RIA / FO | $208M | AUSTIN, TX | CRD 300349 |
| OROGRAPHIC FINANCIAL ADVISORS → | RIA / FO | $208M | – | CRD 323980 |
| GATES PASS ADVISORS, LLC → | RIA / FO | $208M | LOS ALTOS, CA | CRD 269983 |
| GARLIKOV ADVISORS INC → | RIA / FO | $208M | COLUMBUS, OH | CRD 112352 |
| TERRAFORM WEALTH, LLC → | RIA / FO | $208M | HOUSTON, TX | CRD 325530 |
| SMITH & WYATT → | RIA / FO | $207M | COLLEGE STATION, TX | CRD 285310 |
| PRAIRIEVIEW WEALTH & TAX ADVISORS → | RIA / FO | $207M | FRANKFORT, IL | CRD 327974 |
| WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC → | RIA / FO | $207M | LAWRENCEVILLE, NJ | CRD 302098 |
| LESA SROUFE & COMPANY, INC. → | RIA / FO | $207M | SEATTLE, WA | CRD 130232 |
| BLUESTONE® FINANCIAL ADVISORS, LLC → | RIA / FO | $207M | BETHESDA, MD | CRD 146946 |
| COUNTERWEIGHT PRIVATE WEALTH → | RIA / FO | $207M | WILMINGTON, NC | CRD 327880 |
| 1819 PARTNERS → | RIA / FO | $207M | MEMPHIS, TN | CRD 326601 |
| FFO INVESTMENTS LLC → | RIA / FO | $207M | TAMPA, FL | CRD 338887 |
| PURTILL FINANCIAL LLC → | RIA / FO | $207M | HIGHLAND HEIGHTS, OH | CRD 133764 |
| LAKE HILLS WEALTH MANAGEMENT, LLC → | RIA / FO | $207M | AUSTIN, TX | CRD 286175 |
| WFA OF SAN DIEGO → | RIA / FO | $207M | SAN DIEGO, CA | CRD 307404 |