Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
23,520 matches · showing 10901–11000 (page 110 of 236)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| FINANCIAL ADVISORY SERVICES, LLC → | RIA / FO | $257M | HANOVER, PA | CRD 122053 |
| RD LEWIS WEALTH MANAGEMENT → | RIA / FO | $257M | MAITLAND, FL | CRD 156073 |
| STONE PINE FINANCIAL PARTNERS → | RIA / FO | $257M | MEDIA, PA | CRD 175287 |
| FRONTAURA CAPITAL LLC → | RIA / FO | $257M | CHICAGO, IL | CRD 162237 |
| WISCONSIN CAPITAL MANAGEMENT, LLC → | RIA / FO | $257M | MADISON, WI | CRD 110394 |
| PROSPECT HILL MANAGEMENT, LLC → | RIA / FO | $257M | – | CRD 134080 |
| CMG CAPITAL MANAGEMENT GROUP, INC. → | RIA / FO | $257M | MALVERN, PA | CRD 110750 |
| 6TH STREET ADVISORS, LLC → | RIA / FO | $257M | DAPHNE, AL | CRD 156623 |
| VIENNA ASSET MANAGEMENT LLC → | RIA / FO | $257M | SARATOGA, CA | CRD 299725 |
| DELARME WEALTH MANAGEMENT, INC. → | RIA / FO | $257M | PALOS VERDES ESTATES, CA | CRD 328372 |
| AVICENE → | RIA / FO | $256M | NEW YORK, NY | CRD 339617 |
| ESTATE & TRUST ADVISORS → | RIA / FO | $256M | RIVERWOODS, IL | CRD 123802 |
| TUDOR FINANCIAL, INC. → | RIA / FO | $256M | DAYTON, OH | CRD 121495 |
| ZEPHYR MANAGEMENT, L.P. → | RIA / FO | $256M | NEW YORK, NY | CRD 129683 |
| ARGO WEALTH ADVISORY, LLC → | RIA / FO | $256M | MCLEAN, VA | CRD 334041 |
| RICHARDSON FINANCIAL SERVICES → | RIA / FO | $256M | MEDWAY, MA | CRD 130715 |
| ALPHA ADVISORS, LLC → | RIA / FO | $256M | RICHMOND, VA | CRD 118107 |
| CASILIO LEITCH INVESTMENTS → | RIA / FO | $256M | WALNUT CREEK, CA | CRD 173152 |
| FAIRVIEW ASSET MANAGEMENT LLC → | RIA / FO | $256M | SAN JUAN, PR | CRD 322976 |
| FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC → | RIA / FO | $256M | SEATTLE, WA | CRD 170918 |
| FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC → | RIA / FO | $256M | WEST DES MOINES, IA | CRD 307987 |
| SWBC INVESTMENT COMPANY → | RIA / FO | $256M | SAN ANTONIO, TX | CRD 140994 |
| DONALD SMITH, L.P. → | RIA / FO | $256M | NEW YORK, NY | CRD 285701 |
| SONOMA WEST ADVISORS → | RIA / FO | $256M | – | CRD 138687 |
| CERTIS CAPITAL MANAGEMENT, INC. → | RIA / FO | $256M | SANTA BARBARA, CA | CRD 144290 |
| CAPITAL Z ASSET MANAGEMENT, LLC → | RIA / FO | $256M | – | CRD 162210 |
| PEAKSTONE FINANCIAL ADVISORS → | RIA / FO | $256M | CHEVY CHASE, MD | CRD 127635 |
| MUIRFIELD WEALTH ADVISORS LLC → | RIA / FO | $256M | CHARLOTTE, NC | CRD 316071 |
| KRUSEN CAPITAL MANAGEMENT, LLC → | RIA / FO | $256M | WEST PALM BEACH, FL | CRD 150754 |
| WINONA CAPITAL MANAGEMENT, LLC → | RIA / FO | $256M | CHICAGO, IL | CRD 162882 |
| DELAWARE WEALTH PLANNERS → | RIA / FO | $256M | WILMINGTON, DE | CRD 306818 |
| RELEVE FINANCIAL GROUP → | RIA / FO | $256M | SCOTTSDALE, AZ | CRD 285243 |
| INCEPTIV → | RIA / FO | $256M | CULVER CITY, CA | CRD 310133 |
| CWCI LLC → | RIA / FO | $256M | WASHINGTON, DC | CRD 144535 |
| SOUND INVESTMENT MANAGEMENT INC → | RIA / FO | $256M | TUALATIN, OR | CRD 107438 |
| MEROS INVESTMENT MANAGEMENT, LP → | RIA / FO | $255M | DALLAS, TX | CRD 305152 |
| SMP ASSET MANAGEMENT, LLC → | RIA / FO | $255M | – | CRD 162653 |
| INTERNATIONAL PRIVATE WEALTH ADVISORS LLC → | RIA / FO | $255M | SAN DIEGO, CA | CRD 323032 |
| SORENSON IMPACT ADVISORY → | RIA / FO | $255M | SALT LAKE CITY, UT | CRD 324124 |
| SECURED RETIREMENT ADVISORS, LLC → | RIA / FO | $255M | ST LOUIS PARK, MN | CRD 144239 |
| GARRISON MURPHY WEALTH MANAGEMENT, LLC → | RIA / FO | $255M | – | CRD 298004 |
| PATHWISE → | RIA / FO | $255M | WALNUT CREEK, CA | CRD 174215 |
| GRANT PRIVATE WEALTH MANAGEMENT → | RIA / FO | $255M | PLEASANTON, CA | CRD 292917 |
| ACAP ASSET MANAGEMENT, INC. → | RIA / FO | $255M | STUDIO CITY, CA | CRD 149452 |
| KOA WEALTH MANAGEMENT, LLC → | RIA / FO | $255M | – | CRD 297004 |
| MODERN CAPITAL ADVISORS, LLC → | RIA / FO | $255M | RALEIGH, NC | CRD 131117 |
| RIDGE CREEK GLOBAL, INC. → | RIA / FO | $255M | – | CRD 106992 |
| GAME PLAN FINANCIAL ADVISORS, LLC → | RIA / FO | $255M | WESTLAKE, OH, OH | CRD 147608 |
| CAP PARTNERS, LLC → | RIA / FO | $255M | FRANKLIN, TN | CRD 144779 |
| HARTMANN TAYLOR WEALTH MANAGEMENT, LLC → | RIA / FO | $255M | DALLAS, TX | CRD 310334 |
| WASATCH INVESTMENT FUND MANAGER, LLC → | RIA / FO | $255M | LOGAN, UT | CRD 325037 |
| GLENORCHY CAPITAL LIMITED → | RIA / FO | $254M | – | CRD 305636 |
| BLACKTOWER FINANCIAL MANAGEMENT (US) LLC → | RIA / FO | $254M | ORLANDO, FL | CRD 289142 |
| O'BRIEN INVESTMENT MANAGEMENT, LLC → | RIA / FO | $254M | TORRANCE, CA | CRD 284057 |
| WESTPARK WEALTH ADVISORS, INC. → | RIA / FO | $254M | HOUSTON, TX | CRD 130914 |
| MADRONE INVESTMENT ADVISORY, LLC → | RIA / FO | $254M | SAN RAFAEL, CA | CRD 149549 |
| MENDOTA FINANCIAL GROUP, LLC → | RIA / FO | $254M | MADISON, WI | CRD 136294 |
| FAMILY FIDUCIARY SERVICES, INC. → | RIA / FO | $254M | BEVERLY, MA | CRD 146339 |
| RIVERWEST INVESTMENT MANAGEMENT, LLC → | RIA / FO | $254M | NEW YORK, NY | CRD 339697 |
| INTEGRATED WEALTH MANAGEMENT, INC. → | RIA / FO | $254M | UNIONTOWN, OH | CRD 141092 |
| VENOR CAPITAL MANAGEMENT LP → | RIA / FO | $254M | NEW YORK, NY | CRD 158327 |
| WESTCO ADVISORY SERVICES, INC. → | RIA / FO | $254M | LYNBROOK, NY | CRD 120755 |
| CANTY FINANCIAL MANAGEMENT, INC. → | RIA / FO | $254M | BALLSTON SPA, NY | CRD 118945 |
| DEFINED WEALTH MANAGEMENT, LLC → | RIA / FO | $254M | BEAVERTON, OR | CRD 306779 |
| ADDIS & HILL, INCORPORATED → | RIA / FO | $254M | WAYNE, PA | CRD 117495 |
| CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC → | RIA / FO | $254M | MILFORD, CT | CRD 305013 |
| GREEN ALPHA INVESTMENTS → | RIA / FO | $254M | NIWOT, CO | CRD 144413 |
| INDIANO CAPITAL MANAGEMENT → | RIA / FO | $254M | ROCHESTER, NY | CRD 122620 |
| KALINOWSKY ASSET MANAGEMENT → | RIA / FO | $254M | – | CRD 137393 |
| MENDON CAPITAL ADVISORS CORP → | RIA / FO | $254M | KEY LARGO, FL | CRD 113058 |
| TORONADO PARTNERS LLC → | RIA / FO | $254M | SAN FRANCISCO, CA | CRD 283612 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC → | RIA / FO | $254M | PORTAGE, MI | CRD 110491 |
| DECATUR CAPITAL MANAGEMENT, INC. → | RIA / FO | $254M | DECATUR, GA | CRD 120679 |
| GATE CITY CAPITAL MANAGEMENT, LLC → | RIA / FO | $254M | CHICAGO, IL | CRD 289122 |
| HERONETTA MANAGEMENT, L.P. → | RIA / FO | $254M | NEW YORK, NY | CRD 157307 |
| WASHBURN CAPITAL MANAGEMENT INC. → | RIA / FO | $254M | VERO BEACH, FL | CRD 125708 |
| CLEAR POINT ADVISORS, INC. → | RIA / FO | $253M | MELVILLE, NY | CRD 111775 |
| ALPHA ANALYTICS INVESTMENT GROUP LLC → | RIA / FO | $253M | LOS ANGELES, CA | CRD 109844 |
| IMPACT CAPITAL, LLC → | RIA / FO | $253M | ROCKVILLE, MD | CRD 297413 |
| MHS ADVISORY SERVICES, LLC → | RIA / FO | $253M | MAPLE GROVE, MN | CRD 174590 |
| BLUEPRINT LOCAL LLC → | RIA / FO | $253M | – | CRD 312944 |
| ENTELECHY → | RIA / FO | $253M | – | CRD 285776 |
| MAGUIRE INVESTMENTS LLC → | RIA / FO | $253M | KING OF PRUSSIA, PA | CRD 164039 |
| TRANSCEND ADVISOR GROUP, LLC → | RIA / FO | $253M | MILWAUKEE, WI | CRD 311746 |
| PACIFIC WEALTH STRATEGIES GROUP, INC. → | RIA / FO | $253M | SANTA BARBARA, CA | CRD 144789 |
| ABF INVESTMENT MANAGEMENT, LLC → | RIA / FO | $253M | MIAMI, FL | CRD 333541 |
| STERLING RETIREMENT GROUP OF SACRAMENTO → | RIA / FO | $253M | ROSEVILLE, CA | CRD 168397 |
| ELEVATION CAPITAL ADVISORY → | RIA / FO | $253M | BEND, OR | CRD 171473 |
| ROBBINS FARLEY LLC → | RIA / FO | $253M | BEDFORD, NH | CRD 286581 |
| ENDEAVOR WEALTH ADVISORS, LLC → | RIA / FO | $253M | PEPPER PIKE, OH | CRD 305348 |
| CORRADO ADVISORS, LLC → | RIA / FO | $253M | RAMSEY, NJ | CRD 111721 |
| AURORA INVESTMENT COUNSEL → | RIA / FO | $253M | ATLANTA, GA | CRD 107460 |
| TREASURE INVESTMENT MANAGEMENT, LLC → | RIA / FO | $253M | SCOTTSDALE, AZ | CRD 309258 |
| MERCURY INVESTMENT GROUP → | RIA / FO | $253M | MEMPHIS, TN | CRD 125245 |
| PATRICK M. SWEENEY & ASSOCIATES, INC → | RIA / FO | $253M | LIBERTYVILLE, IL | CRD 112802 |
| TAYLOR SECURITIES SERVICES, INC. → | RIA / FO | $253M | HARRISBURG, PA | CRD 304070 |
| HUMPHREYS CAPITAL, LLC → | RIA / FO | $252M | OKLAHOMA CITY, OK | CRD 309323 |
| WAYCROSS INVESTMENT MANAGEMENT CO → | RIA / FO | $252M | BELLINGHAM, WA | CRD 105034 |
| LEE, KELLEHER & KLEIN WEALTH MANAGEMENT → | RIA / FO | $252M | – | CRD 331717 |
| ABBIT MANAGEMENT CORP → | RIA / FO | $252M | GRAND HAVEN, MI | CRD 110507 |