Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 10001–10100 (page 101 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| ALLSQUARE WEALTH MANAGEMENT, LLC → | RIA / FO | $308M | ALBANY, NY | CRD 153591 |
| YIM INVESTMENT MANAGEMENT, LLC → | RIA / FO | $308M | HONOLULU, HI | CRD 136984 |
| MARATHON FINANCIAL GROUP → | RIA / FO | $308M | BOSTON, MA | CRD 338006 |
| GENERATIONS WEALTH, LLC → | RIA / FO | $308M | CINCINNATI, OH | CRD 173352 |
| GENTRY PRIVATE WEALTH → | RIA / FO | $308M | WICHITA, KS | CRD 323208 |
| GROVE MOUNTAIN PARTNERS, LLC → | RIA / FO | $308M | ATLANTA, GA | CRD 322303 |
| COMPASS WEALTH MANAGEMENT, LLC → | RIA / FO | $308M | ATLANTA, GA | CRD 156482 |
| HOLLAND ADVISORY SERVICES, INC. → | RIA / FO | $308M | ORMOND BEACH, FL | CRD 136302 |
| DOMA PERPETUAL CAPITAL MANAGEMENT LLC → | RIA / FO | $308M | MIAMI, FL | CRD 321046 |
| PREPARED RETIREMENT INSTITUTE LLC → | RIA / FO | $308M | MONTGOMERYVILLE, PA | CRD 309663 |
| DUNBAR ASSOCIATES, LLC → | RIA / FO | $307M | MONROE, CT | CRD 323134 |
| COMMONS CAPITAL, LLC → | RIA / FO | $307M | NEEDHAM, MA | CRD 165738 |
| EASTBAY CAPITAL → | RIA / FO | $307M | – | CRD 166947 |
| COPLEY INVESTMENT MANAGEMENT, LLC → | RIA / FO | $307M | – | CRD 118014 |
| SYMPHONY TECHNOLOGY GROUP, LLC → | RIA / FO | $307M | MENLO PARK, CA | CRD 160676 |
| SILVERPEAK REAL ESTATE PARTNERS L.P. → | RIA / FO | $307M | NEW YORK, NY | CRD 156018 |
| KEVIN M. GIBNEY AND COMPANY, LLC → | RIA / FO | $307M | ISELIN, NJ | CRD 151879 |
| SPECTRA INVESTMENT MANAGEMENT, LLC → | RIA / FO | $307M | STUART, FL | CRD 288145 |
| FENWAY PARTNERS, LLC → | RIA / FO | $307M | WESTERLY, RI | CRD 160630 |
| ONE WEALTH CAPITAL MANAGEMENT, LLC → | RIA / FO | $307M | SCOTTSDALE, AZ | CRD 331395 |
| CRAFT & SAGE WEALTH → | RIA / FO | $307M | KANSAS CITY, MO | CRD 323565 |
| OXFORD SQUARE MANAGEMENT, LLC → | RIA / FO | $307M | GREENWICH, CT | CRD 127888 |
| EKANTA WEALTH ADVISORS LLC → | RIA / FO | $307M | COCONUT GROVE, FL | CRD 282031 |
| GFG SOLUTIONS → | RIA / FO | $307M | ORLANDO, FL | CRD 331977 |
| HERITAGE ASSET ADVISORS LTD., LLP → | RIA / FO | $307M | – | CRD 144125 |
| BEXIL ADVISERS LLC → | RIA / FO | $307M | WALPOLE, NH | CRD 154387 |
| BLUE SKY CAPITAL CONSULTANTS GROUP, INC. → | RIA / FO | $306M | POWAY, CA | CRD 329575 |
| BISON CAPITAL GROUP, LLC → | RIA / FO | $306M | EDMOND, OK | CRD 315170 |
| MCALLISTER CAPITAL MANAGEMENT → | RIA / FO | $306M | JACKSON, MS | CRD 115613 |
| FIDELIS IM → | RIA / FO | $306M | MEDFORD, OR | CRD 162985 |
| ONEAMERICA SECURITIES, INC. → | RIA / FO | $306M | INDIANAPOLIS, IN | CRD 4173 |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. → | RIA / FO | $306M | NEW ORLEANS, LA | CRD 40637 |
| TAVIRA FINANCIAL → | RIA / FO | $306M | LONDON, ENGLAND | CRD 299666 |
| HENDERSHOTT WEALTH MANAGEMENT, LLC → | RIA / FO | $306M | FISHERS, IN | CRD 170839 |
| FINER WEALTH MANAGEMENT, INC. → | RIA / FO | $306M | SALEM, MA | CRD 129987 |
| MOUNTAINEER PARTNERS MANAGEMENT, LLC → | RIA / FO | $306M | NEW YORK, NY | CRD 163089 |
| SOUND CAPITAL SOLUTIONS LLC → | RIA / FO | $306M | – | CRD 311034 |
| WINANS INVESTMENTS → | RIA / FO | $306M | LAS VEGAS, NV | CRD 107125 |
| VARRA FINANCIAL → | RIA / FO | $306M | LOUISVILLE, CO | CRD 324044 |
| JOEL ADAMS AND ASSOCIATES INC. → | RIA / FO | $306M | ASHEVILLE, NC | CRD 319379 |
| LEAP WEALTH MANAGEMENT → | RIA / FO | $306M | DALLAS, TX | CRD 152253 |
| ADALTA CAPITAL MANAGEMENT LLC → | RIA / FO | $306M | NEW YORK, NY | CRD 283771 |
| MWA ASSET MANAGEMENT → | RIA / FO | $306M | DANVERS, MA | CRD 142912 |
| VICTORIA CAPITAL MANAGEMENT, INC. → | RIA / FO | $306M | CHARLESTON, SC | CRD 107665 |
| KEELER THOMAS MANAGEMENT LLC → | RIA / FO | $306M | OREM, UT | CRD 109522 |
| ROCKWALL WEALTH MANAGEMENT → | RIA / FO | $305M | ROCKWALL, TX | CRD 339856 |
| STABLEFORD CAPITAL LLC → | RIA / FO | $305M | SCOTTSDALE, AZ | CRD 173383 |
| CLARUS WEALTH ADVISORS, LLC → | RIA / FO | $305M | PEORIA, AZ | CRD 281160 |
| RETIREMENT CAPITAL STRATEGIES, INC. → | RIA / FO | $305M | SAN JOSE, CA | CRD 139009 |
| KACHKOVSKY & FISHER, INC. → | RIA / FO | $305M | SAN DIEGO, CA | CRD 117811 |
| PARADIGM FUNDS ADVISOR LLC → | RIA / FO | $305M | ALBANY, NY | CRD 136481 |
| OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC → | RIA / FO | $305M | NEW YORK, NY | CRD 297976 |
| SPARTA WEALTH PARTNERS → | RIA / FO | $305M | CHARLOTTE, NC | CRD 318036 |
| INTEGRITY WEALTH LLC → | RIA / FO | $305M | EUGENE, OR | CRD 330809 |
| TEMERITY STRATEGIC PARTNERS → | RIA / FO | $305M | CHICAGO, IL | CRD 333815 |
| YON DRAKE & ASSOCIATES INC → | RIA / FO | $305M | COLUMBIA, SC | CRD 111491 |
| EMC CAPITAL ADVISORS, LLC → | RIA / FO | $305M | BANNOCKBURN, IL | CRD 169296 |
| BROADVIEW WEALTH PARTNERS → | RIA / FO | $305M | BOULDER, CO | CRD 335028 |
| BLACK CYPRESS CAPITAL → | RIA / FO | $305M | – | CRD 151100 |
| FUTURE FINANCES INC → | RIA / FO | $305M | COLUMBUS, OH | CRD 105190 |
| LOGICA CAPITAL ADVISERS, LLC → | RIA / FO | $305M | LOS ANGELES, CA | CRD 168906 |
| SIMS INVESTMENT MANAGEMENT LLC → | RIA / FO | $305M | CINCINNATI, OH | CRD 169491 |
| HERGENROEDER FINANCIAL ADVISORS, INC. → | RIA / FO | $305M | TIMONIUM, MD | CRD 121278 |
| WEST INVEST → | RIA / FO | $304M | BELLINGHAM, WA | CRD 327641 |
| NAUTILUS ADVISORS LLC → | RIA / FO | $304M | LA JOLLA, CA | CRD 154169 |
| MD FINANCIAL ADVISORS / VESTMENT FINANCIAL → | RIA / FO | $304M | CHANHASSEN, MN | CRD 168771 |
| NORTHERN CAPITAL RETIREMENT SERVICES, INC. → | RIA / FO | $304M | SPOKANE, WA | CRD 163327 |
| OAKWOOD CAPITAL, INC. → | RIA / FO | $304M | ST. LOUIS PARK, MN | CRD 112399 |
| CODEX CAPITAL ASSET MANAGEMENT, L.L.C. → | RIA / FO | $304M | – | CRD 309373 |
| PROFESSIONAL FINANCIAL MANAGEMENT, INC. → | RIA / FO | $304M | BOZEMAN, MT | CRD 118117 |
| THRYVE WEALTH MANAGEMENT → | RIA / FO | $304M | SANTA BARBARA, CA | CRD 335920 |
| COLTRANE ASSET MANAGEMENT, L.P. → | RIA / FO | $304M | NEW YORK, NY | CRD 165131 |
| PROVIDER FINANCIAL, INC. → | RIA / FO | $304M | INDIANAPOLIS, IN | CRD 168964 |
| SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC → | RIA / FO | $304M | NEWPORT BEACH, CA | CRD 144069 |
| THRIVE RETIREMENT SPECIALISTS → | RIA / FO | $304M | ROYAL OAK, MI | CRD 310289 |
| GBC INVESTMENT GROUP → | RIA / FO | $304M | – | CRD 308511 |
| KEY GROUP MANAGEMENT, INC. → | RIA / FO | $304M | FOUNTAIN HILLS, AZ | CRD 146054 |
| BRIGHTWATER ADVISORY, LLC → | RIA / FO | $304M | TAMPA, FL | CRD 169806 |
| GUILBAULT CAPITAL → | RIA / FO | $304M | METAIRIE, LA | CRD 331160 |
| CEERA INVESTMENTS, LLC → | RIA / FO | $304M | – | CRD 135179 |
| SIDDHI CAPITAL, LLC → | RIA / FO | $304M | MERIDIAN, ID | CRD 314493 |
| ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. → | RIA / FO | $304M | HAGATNA | CRD 32338 |
| PENNEY FINANCIAL → | RIA / FO | $304M | HOUSTON, TX | CRD 282084 |
| AMERICAN TRUST INVESTMENT ADVISORS, LLC → | RIA / FO | $303M | LEBANON, NH | CRD 114439 |
| CAMPBELL CAPITAL MANAGEMENT INC → | RIA / FO | $303M | MIAMI, FL | CRD 106130 |
| INTEGRATED FINANCIAL SOLUTIONS, INC. → | RIA / FO | $303M | RESTON, VA | CRD 112038 |
| BECKERMAN WEALTH → | RIA / FO | $303M | OCEAN GROVE, NJ | CRD 142480 |
| MISSION VALUE PARTNERS, LLC → | RIA / FO | $303M | NASHVILLE, TN | CRD 153704 |
| ABBOT FINANCIAL MANAGEMENT, INC → | RIA / FO | $303M | ANDOVER, MA | CRD 111040 |
| CLIENTFIRST WEALTH MANAGEMENT, LLC → | RIA / FO | $303M | LITTLE ROCK, AR | CRD 120286 |
| BROADVIEW MANAGEMENT, LLC → | RIA / FO | $303M | ST. LOUIS, MO | CRD 334073 |
| ALBANYADVISOR GROUP LLC → | RIA / FO | $303M | ALBANY, NY | CRD 316226 |
| BREAKWATER INVESTMENT MANAGEMENT → | RIA / FO | $303M | SEATTLE, WA | CRD 150841 |
| ALETHEA CAPITAL MANAGEMENT, LLC → | RIA / FO | $303M | – | CRD 156500 |
| MACK INVESTMENT SECURITIES, INC. → | RIA / FO | $303M | NORTHFIELD, IL | CRD 17643 |
| UNCONVENTIONAL INVESTOR, LLC → | RIA / FO | $303M | – | CRD 317333 |
| HARBOUR POINT CAPITAL → | RIA / FO | $302M | DARIEN, CT | CRD 226521 |
| ACCESS FINANCIAL GROUP, INC. → | RIA / FO | $302M | CHICAGO, IL | CRD 33065 |
| SUMMIT GROUP RETIREMENT PLANNERS, INC. → | RIA / FO | $302M | EXTON, PA | CRD 169823 |
| CAPITAL INVESTMENT ADVISORS → | RIA / FO | $302M | WASHINGTON D.C., DC | CRD 118269 |