Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
23,520 matches · showing 1–100 (page 1 of 236)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| VANGUARD GROUP INC → | RIA / FO | $11092.7B | MALVERN, PA | CRD 105958 |
| VANGUARD CAPITAL MANAGEMENT, LLC → | RIA / FO | $8436.2B | MALVERN, PA | CRD 338002 |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC → | RIA / FO | $5685.0B | BOSTON, MA | CRD 108281 |
| BLACKROCK FUND ADVISORS → | RIA / FO | $4282.2B | SAN FRANCISCO, CA | CRD 105247 |
| CAPITAL RESEARCH AND MANAGEMENT COMPANY → | RIA / FO | $3753.5B | LOS ANGELES, CA | CRD 110885 |
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC → | RIA / FO | $3666.9B | NEWPORT BEACH, CA | CRD 104559 |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. → | RIA / FO | $3519.4B | NEW YORK, NY | CRD 107038 |
| VANGUARD PORTFOLIO MANAGEMENT, LLC → | RIA / FO | $2656.5B | MALVERN, PA | CRD 338003 |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. → | RIA / FO | $2648.9B | NEW YORK, NY | CRD 107738 |
| T. ROWE PRICE ASSOCIATES, INC. → | RIA / FO | $2196.5B | BALTIMORE, MD | CRD 105496 |
| MORGAN STANLEY → | RIA / FO | $1961.9B | PURCHASE, NY | CRD 149777 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED → | RIA / FO | $1781.6B | NEW YORK, NY | CRD 7691 |
| GEODE CAPITAL MANAGEMENT, LLC → | RIA / FO | $1736.5B | BOSTON, MA | CRD 115504 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC → | RIA / FO | $1721.0B | SAN FRANCISCO, CA | CRD 106753 |
| BLACKROCK FINANCIAL MANAGEMENT, INC → | RIA / FO | $1595.1B | NEW YORK, NY | CRD 107105 |
| WELLINGTON MANAGEMENT COMPANY LLP → | RIA / FO | $1428.0B | BOSTON, MA | CRD 106595 |
| SSGA FUNDS MANAGEMENT, INC. → | RIA / FO | $1420.7B | BOSTON, MA | CRD 111242 |
| STRATEGIC ADVISERS LLC → | RIA / FO | $1370.1B | BOSTON, MA | CRD 104555 |
| NORTHERN TRUST INVESTMENTS, INCORPORATED → | RIA / FO | $1245.2B | CHICAGO, IL | CRD 105780 |
| CAPTRUST → | RIA / FO | $1236.7B | RALEIGH, NC | CRD 175112 |
| PGIM, INC. → | RIA / FO | $1131.6B | NEWARK, NJ | CRD 105676 |
| BLACKROCK ADVISORS, LLC → | RIA / FO | $1096.1B | NEW YORK, NY | CRD 106614 |
| DIMENSIONAL FUND ADVISORS LP → | RIA / FO | $1020.4B | AUSTIN, TX | CRD 106482 |
| EDWARD JONES → | RIA / FO | $1013.6B | ST. LOUIS, MO | CRD 250 |
| MANAGED ACCOUNT ADVISORS LLC → | RIA / FO | $995.0B | JERSEY CITY, NJ | CRD 142558 |
| INVESCO CAPITAL MANAGEMENT LLC → | RIA / FO | $941.0B | DOWNERS GROVE, IL | CRD 125601 |
| UBS FINANCIAL SERVICES INC. → | RIA / FO | $915.8B | WEEHAWKEN, NJ | CRD 8174 |
| MELLON INVESTMENTS CORPORATION → | RIA / FO | $873.9B | PITTSBURGH, PA | CRD 105764 |
| LPL FINANCIAL LLC → | RIA / FO | $819.1B | FORT MILL, SC | CRD 6413 |
| ALLIANCEBERNSTEIN L.P. → | RIA / FO | $763.4B | NASHVILLE, TN | CRD 108477 |
| INVESCO ADVISERS, INC. → | RIA / FO | $749.5B | ATLANTA, GA | CRD 105360 |
| MILLENNIUM MANAGEMENT LLC → | RIA / FO | $720.8B | NEW YORK, NY | CRD 158117 |
| APOLLO CAPITAL MANAGEMENT, L.P. → | RIA / FO | $718.5B | NEW YORK, NY | CRD 143161 |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. → | RIA / FO | $702.2B | NEW YORK, NY | CRD 110353 |
| PARAMETRIC PORTFOLIO ASSOCIATES → | RIA / FO | $684.8B | SEATTLE, WA | CRD 114310 |
| BLACKROCK INVESTMENT MANAGEMENT, LLC → | RIA / FO | $676.7B | PRINCETON, NJ | CRD 108928 |
| WELLS FARGO ADVISORS → | RIA / FO | $671.4B | ST. LOUIS, MO | CRD 19616 |
| AMERIPRISE FINANCIAL SERVICES, LLC → | RIA / FO | $660.5B | MINNEAPOLIS, MN | CRD 6363 |
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL → | RIA / FO | $621.0B | LONDON | CRD 107715 |
| ENVESTNET PMC → | RIA / FO | $614.9B | CHICAGO, IL | CRD 111694 |
| NOMURA ASSET MANAGEMENT CO., LTD. → | RIA / FO | $601.8B | TOKYO | CRD 110814 |
| FEDERATED INVESTMENT MANAGEMENT COMPANY → | RIA / FO | $590.1B | PITTSBURGH, PA | CRD 105138 |
| UBS ASSET MANAGEMENT (AMERICAS) LLC → | RIA / FO | $588.2B | NEW YORK, NY | CRD 106838 |
| CITADEL ADVISORS LLC → | RIA / FO | $570.6B | MIAMI, FL | CRD 148826 |
| METLIFE INVESTMENT MANAGEMENT, LLC → | RIA / FO | $563.8B | WHIPPANY, NJ | CRD 142463 |
| MFS INVESTMENT MANAGEMENT → | RIA / FO | $514.1B | BOSTON, MA | CRD 110045 |
| FRANKLIN ADVISERS, INC. → | RIA / FO | $509.5B | SAN MATEO, CA | CRD 104517 |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC → | RIA / FO | $502.4B | BOSTON, MA | CRD 108257 |
| RAYMOND JAMES & ASSOCIATES, INC. → | RIA / FO | $501.0B | ST. PETERSBURG, FL | CRD 705 |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED → | RIA / FO | $484.1B | LONDON | CRD 135960 |
| ALLSPRING GLOBAL INVESTMENTS, LLC → | RIA / FO | $475.8B | CHARLOTTE, NC | CRD 104973 |
| J.P. MORGAN PRIVATE INVESTMENTS INC. → | RIA / FO | $470.0B | NEW YORK, NY | CRD 110186 |
| DODGE & COX → | RIA / FO | $466.6B | SAN FRANCISCO, CA | CRD 104596 |
| ARES MANAGEMENT LLC → | RIA / FO | $458.8B | LOS ANGELES, CA | CRD 130074 |
| ASSET MANAGEMENT ONE CO., LTD. → | RIA / FO | $450.6B | TOKYO | CRD 110843 |
| TEACHERS ADVISORS, LLC → | RIA / FO | $436.3B | NEW YORK, NY | CRD 107157 |
| J.P. MORGAN SECURITIES LLC → | RIA / FO | $429.7B | NEW YORK, NY | CRD 79 |
| PRINCIPAL ASSET MANAGEMENT → | RIA / FO | $427.7B | DES MOINES, IA | CRD 109002 |
| U.S. BANCORP ASSET MANAGEMENT, INC. → | RIA / FO | $427.5B | MINNEAPOLIS, MN | CRD 111912 |
| BNY MELLON INVESTMENT ADVISER, INC. → | RIA / FO | $419.5B | NEW YORK, NY | CRD 105642 |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION → | RIA / FO | $407.0B | TOKYO | CRD 296868 |
| KOHLBERG KRAVIS ROBERTS & CO. L.P. → | RIA / FO | $399.9B | NEW YORK, NY | CRD 144533 |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC → | RIA / FO | $398.6B | NEW YORK, NY | CRD 124687 |
| ROBERT W. BAIRD & CO. INCORPORATED → | RIA / FO | $394.1B | MILWAUKEE, WI | CRD 8158 |
| BARINGS LLC → | RIA / FO | $392.8B | CHARLOTTE, NC | CRD 106006 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC → | RIA / FO | $390.0B | SAINT PETERSBURG, FL | CRD 149018 |
| LOOMIS, SAYLES & COMPANY, L.P. → | RIA / FO | $386.9B | BOSTON, MA | CRD 105377 |
| FISHER INVESTMENTS → | RIA / FO | $386.7B | PLANO, TX | CRD 107342 |
| JANUS HENDERSON INVESTORS → | RIA / FO | $380.4B | DENVER, CO | CRD 104652 |
| DIMENSIONAL FUND ADVISORS LTD → | RIA / FO | $364.7B | LONDON | CRD 107472 |
| DFA AUSTRALIA LIMITED → | RIA / FO | $361.6B | SYDNEY | CRD 107621 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP → | RIA / FO | $351.3B | BOSTON, MA | CRD 111298 |
| FIAM LLC → | RIA / FO | $347.7B | SMITHFIELD, RI | CRD 133196 |
| PGIM INVESTMENTS LLC → | RIA / FO | $344.8B | NEWARK, NJ | CRD 105670 |
| VANGUARD ADVISERS, INC. → | RIA / FO | $344.6B | MALVERN, PA | CRD 106715 |
| NISA INVESTMENT ADVISORS, LLC → | RIA / FO | $343.9B | ST. LOUIS, MO | CRD 107313 |
| PICTET ASSET MANAGEMENT SA → | RIA / FO | $330.7B | GENEVA | CRD 140074 |
| NYL INVESTORS LLC → | RIA / FO | $329.2B | NEW YORK, NY | CRD 169553 |
| CAMBRIDGE ASSOCIATES, LLC → | RIA / FO | $326.7B | BOSTON, MA | CRD 104942 |
| EDELMAN FINANCIAL ENGINES → | RIA / FO | $326.3B | SANTA CLARA, CA | CRD 104510 |
| ALLSPRING FUNDS MANAGEMENT, LLC → | RIA / FO | $324.7B | CHARLOTTE, NC | CRD 110841 |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC → | RIA / FO | $323.1B | MILWAUKEE, WI | CRD 307865 |
| AQR CAPITAL MANAGEMENT, LLC → | RIA / FO | $311.7B | GREENWICH, CT | CRD 111883 |
| RBC CAPITAL MARKETS, LLC → | RIA / FO | $310.4B | NEW YORK, NY | CRD 31194 |
| FIRST TRUST ADVISORS LP → | RIA / FO | $309.2B | WHEATON, IL | CRD 107027 |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC → | RIA / FO | $306.0B | KANSAS CITY, MO | CRD 105778 |
| SAMSUNG ASSET MANAGEMENT COMPANY, LTD. → | RIA / FO | $300.8B | SEOUL | CRD 158319 |
| CREATIVE PLANNING → | RIA / FO | $295.6B | OVERLAND PARK, KS | CRD 105348 |
| TIAA-CREF INVESTMENT MANAGEMENT LLC → | RIA / FO | $292.1B | NEW YORK, NY | CRD 107168 |
| THE CARLYLE GROUP → | RIA / FO | $283.8B | WASHINGTON, DC | CRD 111128 |
| VICTORY CAPITAL MANAGEMENT INC. → | RIA / FO | $282.7B | SAN ANTONIO, TX | CRD 106189 |
| NUVEEN ASSET MANAGEMENT, LLC → | RIA / FO | $280.5B | CHICAGO, IL | CRD 155584 |
| T. ROWE PRICE INTERNATIONAL LTD → | RIA / FO | $277.2B | LONDON | CRD 126032 |
| VOYA INVESTMENT MANAGEMENT CO. LLC → | RIA / FO | $274.9B | NEW YORK, NY | CRD 106494 |
| POINT72 ASSET MANAGEMENT, L.P. → | RIA / FO | $274.1B | STAMFORD, CT | CRD 283077 |
| KKR CREDIT ADVISORS (US) LLC → | RIA / FO | $270.9B | SAN FRANCISCO, CA | CRD 146629 |
| LORD, ABBETT & CO. LLC → | RIA / FO | $270.4B | JERSEY CITY, NJ | CRD 110391 |
| L&G - ASSET MANAGEMENT, AMERICA → | RIA / FO | $267.2B | CHICAGO, IL | CRD 149156 |
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED → | RIA / FO | $260.2B | LONDON | CRD 154700 |
| CETERA INVESTMENT ADVISERS LLC → | RIA / FO | $256.8B | SCHAUMBURG, IL | CRD 105644 |